ORDERS:
FINAL ORDER AND DECISION
This
matter comes before the Administrative Law Court (“ALC” or “Court”) for a
contested case hearing pursuant to S.C. Code Ann. §§ 1-23-310 et seq.
(2005 & Supp. 2007) and 44-1-60(F) (Supp. 2007). Respondent Windy Hill
Orchard and Cider Mill, Inc. (“Windy Hill”) filed a request for a contested
case hearing on January 11, 2008, challenging the November 2, 2007 Administrative
Order (“Order”) of Petitioner South Carolina Department of Health and
Environmental Control (“Department” or “DHEC”).
The Department ordered Windy Hill to cease food preparation and service unless
it obtained a Regulation 61-25 retail food establishment permit (“Reg. 61-25
permit” or “permit”) from the Department, imposed on Windy Hill a five thousand
dollar ($5,000.00) civil penalty, and notified Windy Hill that civil penalties
would continue to accumulate at one thousand dollars ($1,000.00) per day if it continued
to operate without obtaining the permit. Windy Hill asserts that it was not
required to obtain the permit because it is a permanent food stand, and that the
Department had previously determined it did not have to obtain one.
After
timely notice to the parties, a hearing was held on November 24, 2008 at the
offices of the ALC in Columbia, South Carolina. All parties appeared at the
hearing during which evidence was introduced and testimony was given. After
carefully considering all the testimony and evidence presented during the
hearing, the Court finds and concludes that Windy Hill must cease all food
service operations until it obtains a Reg. 61-25 permit from the Department, must
pay a civil penalty to the Department in the amount of twenty-four thousand
dollars ($24,000.00), and must pay a sanction to the Court in the amount of
twelve thousand dollars ($12,000.00).
FINDINGS
OF FACT
Having
observed the witnesses and reviewed the exhibits presented at the hearing and
closely passed upon their credibility, and having taken into consideration the
burden of persuasion by the parties, the Court makes the following Findings of
Fact:
1. Windy Hill is an agro-tourism business that
is located in York County, South Carolina. It began operating in 1989 under the
name “Everything Apples, Inc.” Initially, it was primarily engaged in the
business of making cider, apple pies, apple butter, and cider donuts. Windy
Hill has expanded its operation and, in addition, provides educational tours of
its apple orchard. Windy Hill allows its customers to pick apples for
purchase, observe cider making, and visit with its farm animals. Windy Hill also
operates a roadside market.
2. Fritz Gusmer is Windy Hill’s founder
and its Chief Executive Officer. His duties include farming and entertaining its
patrons.
3. Windy Hill sells donuts, apple pies,
apple fried pies, sippers, popcorn, candy apples, and a variety of canned goods – including apple butter,
pumpkin butter, and strawberry butter – at its roadside market.
4. There is a desk, two (2)
sixty-gallon stainless steel steam kettles, a commercial-sized convection oven,
a bathroom, a mop sink, a three-basin sink, three (3) stainless steel tables,
an overhead storage for pie boxes and containers, and a twelve foot by twenty-two
foot walk-in cooler in Windy Hill’s primary
operating building.
The three-basin sink is stainless steel
and has three basins with drains and faucets. Each basin is used for a
specific purpose: to clean, to sanitize, and to rinse utensils, pots and other
items used in food preparation. The sink is a food service industry standard
and is approximately eight feet long, thirty inches wide, and twenty-four
inches deep.
5. Windy Hill’s agro-tourism activities
are seasonal. It operated from August until approximately Christmas during its
season in 2007.
6. During the 2007 season, Windy Hill
prepared and served pre-made and precooked frozen meatballs to its
patrons during its annual Apple Harvest Festival. This festival is generally
held on the third Saturday in October of each year. The meatballs are received
in a frozen state from a vendor and kept in a freezer. They are thawed and
heated in a sixty-gallon steam kettle for several minutes. Apple butter sauce is
mixed with them while they are being cooked. After they have been thoroughly
cooked, some of them are transferred to a crock-pot, and they are served to
customers from the crock-pot. Those meatballs remaining in the steam kettle are
kept at a hot temperature.
7. The “apple pies” which Windy Hill
sells to its patrons are 10” in diameter, weigh about three pounds, and are
received in a frozen state from a vendor. The baking process involves their
placement on baking sheets which are put in a commercial convection oven that
has double stainless steel doors and four shelves. Windy Hill bakes, at a
minimum, sixteen pies each day (Monday through Saturday), from August to
December. The pies bake for about forty-five minutes and are placed on a sheet
pan rack for cooling. After cooling, they are put into pie boxes and placed on
display at the roadside market.
8. The “fried apple pies,” cooked
and prepared at Windy Hill, are similar to fried apple turnovers. They are
received from a vendor in a frozen state and are kept in a separate freezer from
the frozen apple pies. Windy Hill cooks thirty-two fried apple pies at a time in
a fryer. It takes approximately
six minutes and thirty seconds to cook them. After they have cooled, they are
packaged in a french-fry bag and put into the same type pie box as the apple
pies. Thereafter, they are put on display at the roadside market. Fried apple
pies are prepared at least once a day (Monday through Saturday), from August to
December.
9. Windy Hill prepares two varieties of
donuts: “cake donuts” and “precooked donuts.” The “cake donuts” are made at
Windy Hill from a dry batter mix.
The “precooked donuts” are purchased from a vendor in a frozen state;
thereafter, they are thawed and cooked.
10. During its 2007 season, Windy Hill
used the dry batter mix to prepare its “cake donuts.” It made cake
donuts each day (Monday through Saturday), from August to December. The batter
mix was stored in a thirty gallon pail, which has wheels and a lid. In order
to make the cake donuts, Windy Hill would measure twenty pounds of the batter
mix, put it into a twenty quart electric power mixer, and mix it with approximately
four pounds, eight ounces of cider. After it was mixed, the batter was poured
into a donut hopper (a two gallon container that held approximately sixteen
pounds of batter mix). The batter mix then dropped one donut at a time into
the donut fryer where each donut was cooked one minute on each side.
After cooking, each donut dropped onto a stainless steel carousel. The
donuts, in quantities of three to four dozen, remained on the carousel for approximately
six minutes. Thereafter, they were removed from the carousel and placed onto a
sheet pan to cool. Cinnamon sugar was added to approximately one-half of the
donuts.
Each day, Windy Hill cleaned the equipment used
to make the cake donuts. It washed the bowl and dough hook from the
electric mixer in the three basin sink. Sometimes, it washed the equipment
between batches. The donut batter hopper is disassembled and washed in the sink
each time it is used, which could be multiple times each day. Also, the donut
sheet pans and the carousel are washed in hot water in the sink. The carousel is
sprayed, washed, and sanitized. The sprayer, similar to a garden hose, has a
pistol grip and a Food and Drug Administration (“FDA”) “food grade” hose. Windy
Hill routinely empties and filters the frying oil and cleans the crumbs from
the frying container.
11. Typically, the “precooked
donuts” are thawed in quantities of three hundred in bulk containers overnight
in the walk-in cooler. The next day they are taken out of the containers, put
into clam shell donut boxes, and displayed for retail sale at the roadside
market.
12. Department personnel visited Windy
Hill twice to inform Mr. Gusmer that Windy Hill was in violation of Reg. 61-25
because it had not been issued by the Department a Reg. 61-25 retail food
establishment permit for its operation during the 2007 season. Further, it was
explained to Mr. Gusmer at a meeting at the York County Health Department that
if he wished to cook food at Windy Hill, the facility must obtain the permit.
Notwithstanding,
Mr. Gusmer asserts that Windy Hill is not required to obtain a retail food
establishment permit from the Department because the operations there qualify
as a permanent food stand under an exception contained in Reg. 61-25, Chapter
I.26(c)12.
13. Jerilyn
Greulich (“Ms. Greulich”) is a restaurant inspector with the Department. She
has been employed at its York County field office since 2001. Ms. Greulich received
training with the FDA in food safety and food-borne illnesses. She inspects
permitted and non-permitted facilities to ensure they are in compliance with
Reg. 61-25. Also, she investigates complaints and food-borne illness outbreaks.
The Windy Hill facility is within her area of responsibility.
Ms. Greulich first became aware of Windy Hill’s operations in
the fall of 2005. She drove by Windy Hill while she was out of the office inspecting
other facilities. Ms. Greulich saw various food products in the retail fruit
stand at Windy Hill, and she smelled food while it was being cooked. Ms.
Greulich discussed the operations at Windy Hill with Mr. Gusmer and requested
to see the food that was being cooked. Her request was refused. After she
left, she told her supervisor, Ken Beaty (“Mr. Beaty”), about the visit and
what she had observed.
14. Ms.
Greulich returned to Windy Hill on November 8, 2006. She saw signs there that
stated that pies, butters, and free range eggs were for sale. She stopped and
asked an employee if she could speak with the owner. She was told that the
owner was too busy to talk with her and that she would have to leave a
message. While she was there, she did not see any food being prepared. Before
she left, she gave to an employee there one of Mr. Beaty’s business cards and requested
that she ask the owner to telephone Mr. Beaty. Upon return to the office, she
informed Mr. Beaty that Windy Hill was in operation.
Subsequently,
Mr. Beaty attempted to talk with Mr. Gusmer via telephone but was told by an
employee that Mr. Gusmer was too busy to speak with him.
15. On
May 17, 2007, Ms. Greulich, Mr. Beaty, an employee of the South Carolina
Department of Agriculture, and others, met with Mr. Gusmer at Windy Hill. Ms.
Greulich, at the invitation of Mr. Gusmer, inspected the facility and observed
in its kitchen a three compartment sink, different types of cooking equipment,
some containers and some labels. Several
issues were discussed during the meeting, including the cooking of food and the
canning of goods by Windy Hill at its location, as well as the requirement for
it to comply with the requirements of Reg. 61-25. Ms. Greulich gave to Mr.
Gusmer a punch list of items that had to be done so Windy
Hill could obtain the retail food establishment permit.
16. Mr.
Beaty visited Windy Hill again on September 7, 2007. He was told by Mr. Gusmer
that Windy Hill used precooked products from the U. S. Food Service, a local
vendor, and that there would be no cooking there.
17. On
October 20, 2007, Mr. Beaty once again visited Windy Hill. He visited because
he was aware that it most probably conducting its annual Apple Harvest Festival.
Mr. Beaty saw meatballs in a crock pot being served to customers and saw that
Windy Hill was cooking donuts outside its facility. Also, Mr. Beaty saw chickens
walking near the location where the donuts were frying. During the visit, he
spoke with Mr. Gusmer and told him that Windy Hill had to upgrade its septic
system, its kitchen, and to apply for a permit as did others who operated a
retail food establishment. After he left, Mr. Beaty contacted Ms. Greulich and
asked her to deliver to Mr. Gusmer a written official notice from the
Department, informing him that Windy Hill was in violation of Reg. 61-25 and
that it had to apply for and obtain a retail food establishment permit.
That
same day Ms. Greulich went to Windy Hill. She also observed donuts being
cooked in the donut fryer. Thereafter, she issued a written official notice (“notice
to cease cooking onsite without a permit”) to Fritz and Catherine Gusmer. It
stated that the Department had the legal responsibility for insuring that food
provided for service to the public is safe and prepared in facilities that meet
the requirements for retail food establishments as set forth in Reg. 61-25. The
notice also stated that no person shall operate a retail food establishment without
having obtained a permit from the Department. Mr. Gusmer refused to take the written
notice from Ms. Greulich, when offered. Ms. Greulich then left a copy of the
notice with Mrs. Gusmer.
18. On
October 25, 2007, Ms. Greulich and Mr. Beaty again visited Windy Hill to determine
if Windy Hill was continuing to cook subsequent to Ms. Greulich’s visit on
October 20, 2007. Ms. Greulich observed the cooking of food. Also, she saw chickens
within approximately ten feet of an employee who was cooking donuts in the
donut fryer. She took a series of photographs of the donut cooking operation
and of the chickens that were roaming throughout the donut-making area. Again,
Ms. Greulich told Mr. Gusmer that he had to obtain a permit if he wished to prepare
and cook donuts. She prepared and gave to Mr. Gusmer a second official notice
which stated that Windy Hill was in violation of Reg. 61-25 for cooking food
without a permit.
19. On
October 26, 2007, Mr. Gusmer met with Mr. Beaty and Ms. Greulich at the York
County Health Department. They discussed the food cooking operations at Windy
Hill and Mr. Gusmer again asserted that he was not required to obtain the
retail food establishment permit. Mr. Beaty attempted to give Mr. Gusmer a
letter which explained that Windy Hill was required to have a permit and that
it could be subject to an enforcement action if it did not comply. Mr. Gusmer
glanced at the letter, and the letter remained on the sofa when he left.
20. Ms.
Greulich visited Windy Hill again on October 29, 2007. She saw food being
prepared and cooked. On October 31, 2007, she visited the facility and once
again saw food being prepared and cooked.
21. Michael
Longshore (“Mr. Longshore”) is an employee with the enforcement section of the
Department’s Bureau of Environmental Health (“Bureau”). The Bureau is
responsible for the septic tank program that deals with wastewater, the
Division of Food Protection, General Sanitation and camp sanitation. He has worked
for the Department since 1988. His current job is Director of Enforcement for
the Bureau. His duties include answering questions and providing consultation
to the Bureau’s employees concerning enforcement issues. Once local Department
employees are no longer able to get a facility to comply with applicable laws
and regulations enforced by the Bureau, the matters are referred to his office.
Mr.
Longshore became involved with the Windy Hill matter shortly after the October
26, 2007 meeting, when it was referred to his office. He reviewed the matter
and concluded that Windy Hill was a retail food establishment, as defined in Reg.
61-25, which prepared, processed and served food for human consumption. He
determined that the food preparation at Windy Hill did not fall within an
exception to Reg. 61-25 sufficient to exempt it from obtaining the retail food
establishment permit and concluded that Windy Hill was in violation of
Regulation 61-25, Chapter 14(A).
Mr.
Longshore prepared a public health order pursuant to the Department’s Uniform
Enforcement Policy and Section 44-1-150. The order found that Windy Hill was
in violation of Reg. 61-25 and was assessed a civil penalty in the amount of fifty-six
thousand dollars ($56,000) based upon the number of days it prepared and served
food without a permit.
22. Tammy
Gordon (“Ms. Gordon”) is a Chief Survey Officer in the Bureau’s Division of
Food Protection. She has been employed with the Department for eleven years.
She assists the director of the division, writes policies, and interprets
regulations.
Ms.
Gordon has been trained and certified by the FDA’s Office of Regulatory Affairs
in assessing complex food operations, identifying ‘out-of-control’ practices,
identifying microorganisms that may be associated with a particular food or
practice at issue, charting Critical Control Points, and developing Risk Control
Plans specific to the retail food facility. She is recertified every three
years. As part of her training with the FDA, Ms. Gordon teaches how to
identify potentially hazardous foods and how to create Risk Control Plans to mitigate
risks associated with such foods.
Ms.
Gordon testified that the food operations subject to regulation, pursuant to
Reg. 61-25, are those that prepare, for public consumption, potentially
hazardous foods that require more than minimal preparation. She defined
potentially hazardous foods to include raw food products, pies, and dry mixes.
She testified that a facility qualifies as a permanent food stand (and is not
required to obtain the retail food establishment permit) if it serves
non-potentially hazardous foods and only has minimal food preparation. She
testified that a non-potentially hazardous food is a food that has a water
activity value of 0.85 or less or a food that has a hydrodine concentration PH
level of 4.6 or below. She testified that minimal food preparations are
processes that do not require cutting, mixing or extensive equipment, and identified
the following as those that qualified: pretzels, popcorn, sno-cones, cotton
candy, candy apples, french fries, soft drinks, draft beer, some pork skins,
and boiled peanuts. However, she testified that establishments which engage
in processes such as melting chocolate or scooping ice cream require a permit.
Ms.
Gordon reviewed documents produced by Windy Hill during discovery, including
the transcript of Mr. Gusmer’s deposition, and listened to his testimony during
the hearing. She testified that the Department has a policy that dry milk
batter is potentially hazardous, and once the batter mix used to make “cake
donuts” at Windy Hill was mixed with cider, it became a potentially hazardous food.
Further, she testified that pursuant to Reg. 61-25, Chapter 2(c)(2)(b), fluid
milk, fluid milk products, reconstituted dry milk and dry milk products are
required to be refrigerated at 45 degrees or below. Further, she testified
that the process used to make the batter mix donuts constitutes a minimal
preparation process. Accordingly, it was her opinion that the process for
making the “cake donuts” involved a potentially hazardous product and more than
minimal preparation, which prevented it from qualifying for exemption as a
permanent food stand.
Ms.
Gordon also testified that she was unable to give an opinion concerning Windy
Hill’s process in preparing its apple pies and its fried apple pies – whether it
involved potentially hazardous products – because she did not have enough
information from Mr. Gusmer or the food vendor to determine what those
products’ ingredients include.
23. Regarding
Mr. Gusmer’s allegation that the Department informed Windy Hill that it did not
need a food service permit based on inspections conducted in 1991 and 1992, Mr.
Longshore testified that the current version of Reg. 61-25 was promulgated in
1993 and was completed with its passage by the Legislature and publication in
the State Register in June 1995. Prior to 1995, there were two regulations
governing retail food in South Carolina: Regulations 61-25 and 61-26.
Regulation 61-25 dealt with food service establishments and was linked mostly
to restaurants, while 61-26 dealt with retail markets, grocery stores, and convenience
store operations. The revision was undertaken to combine the two regulations,
resolve disparities between the two, and make sure all retail food
establishments were covered by the new regulation. Mr. Longshore testified that
Windy Hill’s Exhibits 2 and 3, the 1991 inspection and supplemental reports and
the 1992 inspection documents, were created significantly before the current
version of 61-25 was promulgated. He stated that it was possible that a
facility could have been not required to get a permit under the old regulation
but would now be required to get a permit under the new regulation. CONCLUSIONS OF LAW
Based upon the above Findings of Fact, I find and conclude
the following as a matter of law:
1. S.C. Code Ann. § 44‑1‑140(2)
provides the authority for the Department to promulgate regulations relating to
the operation of food service establishments.
2. 24A
S.C. Code Ann. Regs. 61‑25 is the applicable Department regulation
governing standards for retail food establishments, including permitting,
inspection, and compliance procedures.
3. 24A
S.C. Code Ann. Regs. 61-25, Chapter I.A.26 defines a retail food establishment
as any operation that prepares, packages, serves, processes, or otherwise
provides food for human consumption, either on or off the premises, regardless
of whether there is a charge for the food.
4. 24A S.C. Code Ann. Regs. 61-25, Chapter I.A.11
defines food as any raw, cooked or processed edible substance, ice, beverage,
or ingredient used or intended for use or for sale in whole or in part for
human consumption.
5. 24A
S.C. Code Ann. Regs. 61-25, Chapter XIV.A. provides that “no person shall
operate a retail food establishment who does not have a permit.”
6. 24A
S.C. Code Ann. Regs. 61-25, Chapter I.A.26.c (12) provides an exception to the
permit requirement: “Retail food establishments do not include: … Permanent
food stands that serve non-potentially hazardous food which requires minimal or
no preparation including pretzels, popcorn, sno-cones, cotton candy, candy
apples, french fries, soft drinks, draft beer, and similar food.”
7. The
weight and credibility assigned to evidence presented at the hearing of a
matter is within the province of the trier of fact. See S.C.
Cable Television Ass’n v. S. Bell Tel. & Tel. Co., 308 S.C. 216, 222,
417 S.E.2d 586, 589 (1992); see also Doe v. Doe, 324 S.C.
492, 502, 478 S.E.2d 854, 859 (Ct. App. 1996) (holding that a trial judge, when
acting as a finder of fact, “has the authority to determine the weight and
credibility of the evidence before him”). Furthermore, a trial judge who
observes a witness is in the best position to judge the witness’s demeanor and
veracity and to evaluate the credibility of his testimony. See Woodall
v. Woodall, 322 S.C. 7, 10, 471 S.E.2d 154, 157 (1996).
8. Based
upon the testimony of the witnesses and the evidence presented at the hearing,
the Court concludes for the reasons hereinafter provided, that during the
period of time covered by the Department’s November 2, 2007 Administrative
Order, Windy Hill operated as a retail food establishment which prepared and
served foods that required more than minimal preparation and were potentially
hazardous.
Previous Department
Determination
Windy
Hill asserts that in 1991 and 1992, the Department determined through a series
of inspections that its operation did not qualify as a retail food
establishment that required a permit. However, it presented no evidence of
such, except the testimony of Mr. Gusmer. Although Windy Hill may have been
told by the Department in 1992 that it did not have to obtain a retail food
establishment permit, regulations later promulgated by the Department required
such. Further, the Department made a number of efforts, both at Windy Hill
and at its York County office, to inform Mr. Gusmer of the statutory and
regulatory requirements, which he ignored.
Retail Food
Establishments versus Permanent Food Stands
Reg.
61-25 defines food broadly as any raw, cooked, or processed edible substance or
ingredient used or intended for use or for sale in whole or in part for human
consumption. The testimony by Mr. Gusmer and witnesses for the Department
establish that Windy Hill cooks and processes edible substances and ingredients
that are intended for and consumed by human consumption. Further, the
testimony and evidence clearly establishes that Windy Hill packages, serves, and
sells the foods it processes for human consumption. Windy Hill prepared
meatballs, pies, and cake donuts during the 2007 season for human consumption.
The
sole question for the Court is whether the types of foods prepared and the methods
used in preparing these foods qualified Windy Hill for the permanent food stand
exception and therefore exempted it from the retail food establishment permit
requirement.
In
order to qualify as a permanent food stand, an operation must: (1) serve non-potentially
hazardous foods; and (2) those foods must require minimal or no
preparation. The Court finds that Windy Hill served at a minimum two foods
that did not meet the requirements of this exception: freshly made cake donuts
and meatballs. Windy Hill prepared the donut dough by mixing a powdered batter
mix, which contained dried milk and egg products, with cider, which resulted in
a potentially hazardous food. Windy Hill then extruded the resulting batter using
a donut hopper which dropped the donuts in a fryer. The donuts were then cooled
in the open on a large carousel and then transferred onto sheet pans. The
process involved a potentially hazardous food, and it did not meet the
“minimal or no preparation” requirement.
Likewise,
the meatballs that were prepared for the Apple Harvest Festival do not qualify
as a food appropriate for sale and consumption at a permanent food stand.
Windy Hill receives the meatballs in a frozen state, stores them in a freezer
for several days, and thereafter prepares them with apple butter barbeque sauce,
in large quantities, in a sixty-gallon steam kettle. They are cooked for a few
minutes and then transferred, several at a time, to a crock pot, before they
are served to customers. This process involves a potentially hazardous food, and it does not meet the “minimal or no preparation” requirement.
The
Court finds and concludes that it has insufficient information to determine if
the apple pies, fried apple pies, or the precooked donuts are non-potentially
hazardous foods. If a substance qualifies as a food under its definition in
Reg. 61-25, and the facility wishes for the food to qualify as a non-potentially
hazardous food, it has the burden to provide information to the Department sufficient
to establish that it is non-potentially hazardous. Such was not done herein.
Further, the Department does not have sufficient resources to test every food
that a facility asserts is non-potentially hazardous.
Notice to
Windy Hill
9. Windy
Hill was given ample notice that it was required to obtain a permit from the
Department. As set forth in the findings of fact, the Department made repeated
efforts to inform Mr. Gusmer that Windy Hill had to obtain the permit and provided
him with advance notice that it would be subject to enforcement action if it
did not obtain one. Notwithstanding, Windy Hill chose to ignore the notices
and warnings by the Department and continued to operate in violation of Reg.
61-25.
Calculation
of the Civil Penalty
10. When
assessing a penalty for failure to obtain a retail food establishment permit, the
Department is not required to inspect a facility every day it operates to
determine if it is preparing food each of those days. It is assumed the
facility operated each day, unless there is evidence to the contrary. In this
instance, there is evidence that Windy Hill was open only six days each week
during the period October 27, 2007 through December 22, 2007. The Court finds
that an appropriate penalty is $500.00 daily for the willful failure by Windy
Hill to apply for and obtain a permit. Accordingly, based upon the forty-eight
(48) days it was open and operational, preparing and selling potentially
hazardous foods which required more than minimal preparation, the Court
assesses a penalty in the amount of twenty-four thousand dollars ($24,000.00).
Sanction for Contempt
of Court’s Order dated August 11, 2008
11. On
August 11, 2008, this Court granted the Department’s motion to partially lift
the automatic stay imposed in this case pursuant to S.C. Code Ann. §
1-23-600(H)(2). Under the Court’s Order, Windy Hill was permitted to open and
operate as of August 23, 2008; however, Windy Hill was prohibited, during the pendency
of this matter before the Court, from preparing or serving food at its facility
until it obtained a Reg. 61-25 permit. On September 12, 2008, the Department
filed a motion for a temporary injunction with the Court after it learned,
through a September 4, 2008 deposition, that Windy Hill continued to prepare
and serve the cake batter donuts at its facility subsequent to the Court’s
August 11, 2008 Order. By consent agreement filed November 14, 2008, the
Department withdrew its motion based upon Windy Hill’s notification to the
Department on September 8, 2008 that it had ceased making the donuts. Based
upon Mr. Gusmer’s testimony during the September 4, 2008 deposition, as well as
during the hearing, he acknowledged that Windy Hill violated the Court’s August
11, 2008 Order from August 11, 2008 until September 8, 2008.
As such, the Court finds that an appropriate penalty is five hundred dollars
($500.00) daily, payable to the Court, for the blatant disregard by Windy Hill
of the Court’s August 11, 2008 Order. See Ex parte Kent, 379
S.C. 633, 666 S.E.2d 921 (Ct. App. 2008). Accordingly, based upon the
twenty-four (24) days it was open and operational, preparing and selling
potentially hazardous foods which required more than minimal preparation in
violation of the Court’s Order, the Court assesses Windy Hill a penalty in the
amount of twelve thousand dollars ($12,000.00).
ORDER
Based upon the above Findings of Fact and
Conclusions of Law, it is hereby ORDERED that Windy Hill shall
pay a civil penalty in the sum of twenty-four thousand dollars ($24,000.00) to
the Department within thirty (30) days from the date of this Order; and it is
further
ORDERED that Windy
Hill shall immediately cease all food preparation, food service and food sales,
until such time that it obtains a retail food establishment permit from the
Department or provides sufficient information to the Department to make a
determination that all foods prepared and served qualify as non-potentially
hazardous foods that require minimal preparations; and it is further
ORDERED that Windy Hill must remit to this Court twelve thousand dollars ($12,000.00)
no later than thirty (30) days from the date of this Order for the willful
violation of the Court’s August 11, 2008 Order; and it is further
ORDERED that this Court retains jurisdiction to enforce the terms and provisions of
this Order.
AND
IT IS SO ORDERED.
__________________________________
Marvin F.
Kittrell
Chief Judge
January 13, 2009
Columbia, South Carolina
During the hearing, Mr. Longshore
testified that the purpose for assessing penalties is to force individuals to
comply with laws and regulations made to protect the public health – not to
collect fines. Further, he testified that an accruing penalty is imposed to
force individuals to get a permit and prevent its increase. He stated that the
initial penalty for a food service establishment operating without a permit is
normally one thousand dollars. He testified that the penalty assessed against
Windy Hill accrued daily in the amount of one thousand dollars from October 27,
2007 (when Mr. Gusmer was given notification that he would be subject to such a
penalty) to December 22, 2007 (the date posted on Windy Hill’s website that
they were closing for the season). On cross-examination, Mr. Longshore
testified that because Windy Hill was open only six days a week, his penalty
calculation was approximately ten thousand dollars ($10,000) too much.
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