ORDERS:
ORDER
This is an
appeal of Respondent's November 16, 2005 Final Order issued by the South Carolina
Board of Medical Examiners (The Board).
FACTUAL BACKGROUND
On August 26, 2005, a Formal Complaint was
filed against Appellant by the State Board of Medical Examiners, charging
Appellant with several violations of the Board's Practice Act, S.C. Code Ann. §
40-47-200 et seq. (2001 and Supp. 2005). The Appellant entered
into a Memorandum of Agreement and Stipulations (MOA). The MOA, signed by the
Appellant on September 22, 2005, read in pertinent part as follows: the
State Board of Medical Examiners (the Board) has received an initial complaint
with respect to Thomas A. Moore, Jr., M.D., (Respondent); and a Notice and
Complaint, dated August 26, 2005, has been filed and served alleging that,
among other things, Respondent deviated from the standard of care for medical
treatment. Therein Respondent is alleged to have violated S.C. Code Ann. §
40-47-200 (F)(7), (8) and (12) and S.C. Code Ann. Regs. 81-60(A) (Supp. 2005)
of the Rules and Regulations of the Board. Respondent, admitting the
allegations, has advised that he wishes to waive formal hearing procedures and
dispose of this matter pursuant to S.C. Code Ann. § 1-23-320(f) (2005), in lieu
of, inter alia, a Panel Report of the Medical Disciplinary
Commission. Respondent will participate in a Final Order Hearing pursuant to §
40-47-200, supra, and Regulation No. 81-17 of the Board at such time as
the Board shall require for the purpose of determining an appropriate sanction.
At the Final Order hearing on November 7,
2005, the Appellant and the State presented oral arguments on the MOA to the
Board of Medical Examiners. The Board issued its Final Order dated November
16, 2005. In the Order the Board found that the Appellant had violated the
Medical Practice Act and imposed the following sanction:
1. A
public reprimand.
2. A
fine in the amount of Five Thousand Dollars ($5,000.00) and several other
conditions related to Appellant’s practice of medicine. The Board’s Order did
not revoke, suspend or place Appellant’s license on probation.
STANDARD OF REVIEW
Jurisdiction
on appeal is vested in the Administrative Law Court (ALC or Court) pursuant to
the Administrative Procedures Act (APA), specifically S.C. Code Ann. § 1-23-600(D)
(2005) and S.C. Code Ann. § 40-1-160 (2001). On appeal to the ALC, the standard
of review is limited to the record presented. The APA governs the reasons an
appellate body may reverse or modify an agency decision. That section provides:
The court may
reverse or modify the decision if substantial rights of the appellant have been
prejudiced because the administrative findings, inferences, conclusions or
decisions are:
(a) in violation of
constitutional or statutory provisions;
(b) in excess of the
statutory authority of the agency;
(c) made upon unlawful
procedure;
(d) affected by
other error of law;
(e) clearly
erroneous in view of the reliable, probative and substantial evidence on the
whole record; or
(f) arbitrary or
capricious or characterized by abuse of discretion or clearly unwarranted
exercise of discretion.
S.C. Code Ann. § 1-23-380 (A)(6) (2005).
An
Administrative Law Judge may not substitute his judgment for that of the agency
unless the agency's determination is affected by error of law or is clearly
erroneous in view of the reliable, probative, and substantial evidence in the
whole record. S.C. Code Ann. § 1-23-380(A) (6) (2005); Lark v. Bi-Lo, Inc., 276 S.C. 130, 132-133, 276 S.E.2d 304, 305 (1981). A decision is supported by
"substantial evidence" when the record as a whole allows reasonable
minds to reach the same conclusion reached by the agency. Bilton v. Best
Western Royal Motor Lodge, 282 S.C. 634, 641, 321 S.E.2d 63, 68 (Ct. App.
1984). The well-settled case law in this state has also interpreted the rule to
mean that a decision will not be set aside simply because reasonable minds may
differ on the judgment. See Lark, supra. The fact that the
record, when considered as a whole, presents the possibility of drawing two
inconsistent conclusions from the evidence does not prevent the agency's
finding from being supported by substantial evidence. See Waters v.
South Carolina Land Resources Conservation Comm'n, 321 S.C. 219, 467 S.E.2d
913 (1996); see also Grant v. South Carolina Coastal Council,
319 S.C. 348, 461 S.E.2d 388 (1995), Palmetto Alliance, Inc. v. South Carolina Public Service Comm'n, 282 S.C. 430, 319 S.E.2d 695 (1984).
In
applying the substantial evidence rule, the factual findings of the
administrative agency are presumed to be correct. Rodney v. Michelin Tire
Co., 320 S.C. 515, 519, 466 S.E.2d 357, 359 (1996), (citing Kearse
v. State Health and Human Finance Comm'n, 318 S.C. 198, 456 S.E.2d 892
(1995)). Furthermore, the reviewing court is prohibited from substituting its
judgment for that of the agency as to the weight of the evidence on questions
of fact. See Grant, 319 S.C. at 353, 461 S.E.2d at 391 (citing Gibson v. Florence Country Club, 282 S.C. 384, 318 S.E.2d 365 (1984)). Finally, the party challenging an agency action has the burden of proving
convincingly that the agency's decision is unsupported by substantial evidence. See Waters, 321 S.C. at 226, 467 S.E.2d at 917 (citing Hamm v. AT&T, 302 S.C. 210, 394 S.E.2d 842 (1994)).
STATEMENT OF ISSUES ON APPEAL
1. Was the Board's
decision, which found that Appellant had violated the Medical Practice Act
relative to the admissions in the Memorandum of Agreement, based upon
substantial evidence in the record?
2. Did the Appellant receive a fair and
impartial hearing below?
3. Should the sanction imposed by the Board in
this case be affirmed on appeal?
ANALYSIS
- THE BOARD'S DECISION FINDING APPELLANT HAD
VIOLATED THE MEDICAL PRACTICE ACT WAS BASED UPON SUBSTANTIAL EVIDENCE IN
THE RECORD.
In determinations as to evidentiary
sufficiency, the key issue is whether there is substantial evidence that
supports the conclusion of the administrative body that the State met its
burden of proof by a preponderance of the evidence. See Anonymous v.
The State Board of Medical Examiners, 329 S.C. 371, 496 S.E.2d 17 (1998).
Substantial evidence "is not a mere scintilla of evidence nor the evidence
as viewed blindly from one side of the case, but is evidence which, considering
the Record as a whole, would allow reasonable minds to reach the conclusion
that the administrative agency reached or must have reached in order to justify
its action." Id, 329 S.C. at 379, 496 S.E.2d at 20. Thus, the
appellate courts of this State should "not overturn a finding of fact by
an administrative agency unless there is no reasonable probability that the
facts could be as related by a witness upon whose testimony the finding was
based." Lark, 276 S.C. at 136, 276 S.E.2d at 307.
The Board had before it a signed
Memorandum of Agreement in which Appellant admitted certain facts and further
admitted that those facts constituted misconduct under the Medical Practice
Act. The Appellant, in lieu of a panel hearing, entered into the Memorandum of
Agreement and Stipulations voluntarily.
- APPELLANT RECEIVED A FAIR HEARING AND HAS FAILED
TO PRESERVE FOR REVIEW THE ISSUE OF THE COMMENTS OF STATE'S COUNSEL.
Appellant raises, for the first time on appeal, an issue of the propriety
of the arguments to the Board made by State's counsel. As the record discloses,
Appellant's counsel failed to make a contemporaneous objection to the argument
and has, therefore, failed to preserve this issue for appeal. See State vs. Hamilton, 344 S.C. 344, 543 S.E.2d 586 (Ct. App. 2001), rev’d
on other grounds by State v. Gentry, 363 S.C. 93, 610 S.E.2d 494 (2005); see also State vs. Wilkins, 310 S.C. 81, 425 S.E.2d 68
(Ct. App. 1992), Doe v. S.B.M., 327 S.C. 352, 488 S.E.2d 878 (Ct. App.
1997).
Assuming arguendo that Appellant has preserved this issue for
appellate review, he still has not made a record sufficient to demonstrate
prejudice, which would amount to a denial of due process. In criminal cases,
the test of granting a new trial for alleged improper argument is whether the
State attorney's argument so infected the trial with unfairness as to make the
resulting conviction a denial of due process. Hamilton, 344 S.C. at 362,
543 S.E.2d at 596.
In analyzing this standard, our courts have held that a solicitor's
comments may not appeal to the personal biases of the jurors. State v.
Copeland, 321 S.C. 318, 324, 468 S.E.2d 620, 624 (1996). Likewise, the argument
must not be calculated to arouse the jurors' passions or prejudice and its
content should stay within the record and its reasonable inferences. Simmons
v. State, 331 S.C. 333, 338, 503 S.E.2d 164, 166 (1998). The standard is
largely the same in civil cases. Gathers vs. Harris Teeter Supermarket, Inc.,
282 S.C. 220, 231, 317 S.E.2d 748, 755 (1984). Ordinarily, control of arguments
is left to the discretion of trial judges, and will not be disturbed on appeal
absent a clear abuse of discretion. Neal v. Darby, 282 S.C. 277, 287,
381 S.E. 2d 18, 24 (Ct. App. 1984).
A review of the summation of the State's counsel in the instant case
reveals that it passes the fairness test cited above. There was no appeal to
the prejudice or bias of the Board. The State’s closing remarks were made
after and in response to the Appellant’s testimony that he had no recollection
of the encounter with the patient who is the subject of paragraph A of the MOA.
(ROA 14, 31). The argument of which Appellant complains highlighted the
matters in the record and the fair inferences drawn therefrom and was not
inconsistent with the Appellant’s signed admission in the MOA. See Hamilton and Wilkins, supra. In administrative proceedings, proof of a
denial of due process requires a showing of substantial prejudice. See Palmetto
Alliance Inc., supra. In the instant case, it cannot be said
that the State’s summation substantially prejudiced the Appellant.
3. THE SANCTION IMPOSED BY THE BOARD SHOULD BE AFFIRMED.
The Board ordered a public reprimand, a $5,000.00 fine, and additional
terms and conditions, which did not interrupt Appellant’s medical license. The
Appellant challenges the sanction as being arbitrary and unduly excessive based
on the evidence.
As a creature of statute, the Board possesses "only those powers
that are expressly conferred or necessarily implied for it to effectively
fulfill the duties for which it is charged." Captain's Quarters Motor
Inn, Inc. vs. South Carolina Coastal Council, 306 S.C. 488, 490, 413 S.E.2d
13, 14 (1991). The legislature vested the Board with wide latitude in
fashioning sanctions in physician disciplinary cases. See S.C. Code Ann.
40-47-200 (2005).
The State Board of Medical Examiners, if it has reason to believe grounds
exist, may order the revocation or suspension of a license to practice
medicine...or take other reasonable action short of revocation or suspension...
In addition to or in lieu of action taken by the board affecting the license of
a licensee, when it is established that the individual has violated this
chapter or any regulation promulgated by the board, the board may require the
licensee to pay a civil penalty of up to ten thousand dollars to the board and
the costs of the disciplinary action. S.C. Code Ann. 40-47-200 (2001 and Supp.
2005).
An exercise of discretion by an administrative agency will not be
disturbed unless there is an abuse of discretion evidenced by a showing that
the action of the agency was arbitrary or unlawful. 73A C.J.S. Public
Administrative Law and Procedure § 223a (1983). An administrative sanction
cannot be said to be unduly harsh if it is within the Board's authority to
impose. See South Carolina Bd. of Examiners in Optometry v.
Cohen, 256 S.C. 13, 180 S.E.2d 650 (1971); see also Deese
v. South Carolina State Bd. of Dentistry, 286 S.C. 182, 332 S.E.2d 539 (Ct.
App. 1985). In the instant case, Appellant’s license was not revoked,
suspended or placed on probation and the several sanctions that were imposed
are consistent with the admissions in the MOA.
The comments made by Dr. Moore to patients were clearly inappropriate,
but not of the most egregious sort. In this case, the issue of violating
patient “boundaries” is defined only in vague terms. While I feel that a
public reprimand is too severe a sanction in this instance, I find that the
sanctions imposed are within the Board's range of available sanctions and I am
thus bound by the holdings in Cohen and Deese. See Cohen and Deese, supra; see also 73A C.J.S. Public
Administrative Law and Procedure § 223a, supra.
CONCLUSION
The Board's decision to sanction the Appellant is adequately supported by
the reliable, probative and substantial evidence in the whole record of the
case. Further, the sanctions are within the range authorized by the statute.
ORDER
IT IS THEREFORE ORDERED that the decision of the Board is hereby AFFIRMED.
AND IT IS SO ORDERED.
_____________________
John D. McLeod
Administrative
Law Judge
September 14, 2006
Columbia, South Carolina |