ORDERS:
EN BANC ORDER
ANDERSON, J. :
This matter is before the Administrative Law Judge Division (Division) pursuant
to the appeal of James McNeil, an inmate incarcerated in the South Carolina
Department of Corrections (Department). The Inmate seeks appellate review of
the Department’s actions against him arguing that the Department’s treatment of
him was cruel and unusual in violation of the Eighth Amendment. This Division
has decided to hear this case en banc pursuant to ALJD Rule 70 to determine
whether the Division has subject matter jurisdiction over an inmate’s
allegation of an Eighth Amendment violation(s) by the Department.
STATEMENT
OF FACTS
On
March 9, 2000, Department employee Morgan observed Inmate McNeil, who was
housed in the Special Management Unit (“SMU”) of Lieber Correctional
Institution (“Lieber”), kicking his cell door. On several occasions, Officer
Morgan ordered Inmate McNeil to stop kicking the door. Inmate McNeil continued
to kick the door and use vulgar and obscene language. Officer Morgan then
opened the food service flap and administered two bursts of chemical munitions
spray (“spray”). Prior to its use, the spray canister weighed 128.4 grams.
After Officer Morgan used it to control Inmate McNeil, the canister weighed
121.3 grams.
Inmate McNeil
then threw a can of deodorant at Officer Morgan, striking him in the throat.
Officer Morgan secured the food service flap and called for backup. Officer
Morgan was then taken to Trident Hospital for treatment. Two other Department
employees, Sergeant Buncomb and Officer Thurman, removed Inmate McNeil from his
cell, at which time a Department physician, Dr. Bobbie Ayers, examined him.
Because Inmate McNeil continued to be disruptive, the warden gave the order to
place Inmate McNeil in the restraint chair. Nurse Tonya Coleman responded to
Inmate McNeil’s complaints of chest pain while he was restrained in the chair.
Nurse Coleman noted no significant findings. Once Inmate McNeil calmed down,
he was released from the restraint chair and allowed to take a shower.
ANALYSIS
OF THE DIVISION’S JURISDICTION
PURSUANT
TO AL-SHABAZZ V. STATE
In Al‑Shabazz v. State, 338 S.C. 354, 527 S.E.2d 742 (2000), the
Supreme Court created a new avenue by which inmates could seek review of final
decisions of the Department of Corrections in “non-collateral” matters (i.e.,
matters in which an inmate does not challenge the validity of a conviction or
sentence) by appealing those decisions to the Division and ultimately to the
circuit court pursuant to the Administrative Procedures Act (“APA”). Section
1-23-310(3) of the APA sets forth that “ ‘[c]ontested case’ means a proceeding
. . . in which the legal rights, duties, or privileges of a party are required
by law to be determined by an agency after an opportunity for hearing.’ ”
S.C. Code Ann. § 1-23-310 (Supp. 2000)(emphasis added). The S.C. Supreme Court
held that an administrative hearing is “required by law” under two
circumstances: (1) “when an inmate faces the potential loss of sentence‑related
credits,” and (2) when the “Department properly has chosen to give an inmate a
hearing in other matters in which the inmate does not have a constitutionally
protected liberty interest.” Al-Shabazz at 753. The Court further held
that “[t]hese administrative matters typically arise in two ways: (1) when an
inmate is disciplined and punishment is imposed and (2) when an inmate believes
prison officials have erroneously calculated his sentence, sentence‑related
credits, or custody status.” Al-Shabazz at 749.
An
examination of Wolff v. McDonnell, 418 U.S. 539 (1974) elucidates this
Division’s jurisdiction under Al-Shabazz for sentence‑related
credits. In Wolff v. McDonnell, an inmate challenged Nebraska’s
forfeiture of his good-time credit without granting him a due process hearing
concerning that forfeiture. The U.S. Supreme Court held that though the Due
Process Clause itself does not create a liberty interest in credit for good
behavior, Nebraska’s statutory provision granting a “shortened prison sentence”
as a result of the acquisition of good-time credits creates a liberty
interest. Once a State grants an inmate a liberty interest, the Court held
that due process protections are necessary “to insure that the state‑created
right is not arbitrarily abrogated.” Wolff at 557.
The
Court then addressed the procedure necessary for the forfeiture of that earned
credit. The Court recognized that inmates lose “many rights and privileges of
the ordinary citizen” upon entering prison and the difficulty of judicial
involvement in prison matters. Therefore, the Court declined to grant the
entire panoply of procedures guaranteed in traditional due process cases to
prisoners challenging the loss of constitutionally protected interests.
Rather, the Court held that when an inmate earns good‑time credit, taking
that liberty interest necessitates merely “minimal due process” to protect his
due process rights. Consequently, the U.S. Supreme Court established specific
administrative procedures to be followed before depriving an inmate of
statutorily granted earned credit.
That
administrative process should also be followed when the Department makes a
“quasi‑judicial decision” to forfeit an inmate’s earned credit in the
South Carolina prison system. Likewise,
this Division’s appellate jurisdiction over Wolff-type proceedings is
derived solely from the mandatory administrative proceedings in which the
Department reviews the punitive deprivation of a created liberty interest.
Furthermore, the taking of a created liberty interest by the Department occurs
pursuant to “major disciplinary hearings” involving “more serious rule
violations.” Constitutional “due process” rights are not impacted by minor
disciplinary proceedings. Therefore,
in order for an inmate to raise a cognizable claim for appellate review by the
Division, the discipline must involve punishment which results in the
deprivation of a created constitutionally protected liberty interest (e.g.,
loss of good time credits or placement in solitary confinement).
Additionally
in Al-Shabazz, the S.C. Supreme Court held that the Division shall
review whether an inmate’s “sentence, sentence‑related credits, or
custody status” has been erroneously calculated by the Department. Al-Shabazz at 750. The same procedures are not essential to satisfy due process
requirements in these appeals to the Division.
Indeed, the South Carolina Supreme Court determined that:
[i]nitiating
a grievance is the method an inmate uses to challenge [the Department’s
miscalculation of sentence, sentence-related credits, or custody status] within
the prison system. The grievance procedure Department has established is
sufficient to give an inmate a method to raise the matter to prison officials
and create a reviewable record.
Al-Shabazz at 375. Accordingly, no Wolff-type hearing is required in such cases.
Rather, the Division can determine whether the Department afforded an inmate
due process in its calculation of sentence, sentence-related credits, or
custody status by reviewing the Department’s records from below and applicable
Departmental policy.
CONCLUSION
The
Administrative Law Judge Division’s appellate jurisdiction in inmate appeals is
limited to either:
1. Cases in which an inmate contends that prison officials have
erroneously calculated his sentence, sentence‑related credits, or custody
status; or
2. Cases in which the Department has taken an
inmate’s created liberty interest as punishment in a major disciplinary
hearing.
This Division
does not hear appeals concerning all “constitutionally protected interests.”
If an inmate believes that conditions in the South Carolina correction system –
that are not listed above as jurisdiction of the Division – erroneously violate
their constitutional rights, those inmates have an existing opportunity to have
other courts decide those issues. Therefore, because our review is limited
solely to the determination of whether the Department granted “minimal due
process” in reaching decisions within the parameters set forth above, those
appeals must be made to another forum. Furthermore, the decision by the
corrections officer to administer chemical munitions spray and to place Inmate
McNeil in a restraint chair, was not a “quasi‑judicial decision.” See supra note 4. Moreover, the Supreme Court has emphasized a “hands off”
doctrine concerning the review of matters involving “prison disciplinary
procedures and other internal prison matters.” Al-Shabazz at 757.
Review by this Division concerning administering chemical spray and the
short-term placement of an inmate in a restraint chair, involves undue
oversight into “prison disciplinary procedures and other internal prison
matters.” Id.
AND
IT IS SO ORDERED
KITTRELL,
C.J., MATTHEWS and SCOTT, JJ., concur.
September 5, 2001
Columbia, South Carolina
“Lack of subject matter jurisdiction can be raised at
any time, can be raised for the first time on appeal, and can be raised sua sponte by the court.” Lake v. Reeder Const. Co., 330 S.C. 242,
498 S.E.2d 650 (1998).
Additionally, in determining which APA provisions to
apply to inmate appeals, the Court addressed only two Departmental proceedings:
(1) “the internal prison disciplinary process,” and (2) “the internal decision‑making
process used when an inmate alleges Department has miscalculated his sentence,
sentence‑related credits, or custody status.” Al-Shabazz at 753.
“Minimal due process” includes the following
administrative procedures: adequate advance notice of charges; adequate
opportunity for a hearing in which the inmate may present witnesses and documentary
evidence; availability of counsel substitute to impaired inmates or in complex
cases; an impartial hearing officer who prepares a written statement of all the
evidence presented and the reasons for his or her decision; and the opportunity
to appeal the decision to another impartial body with the authority to overrule
or reverse the hearing officer. See Wolff.
There is no specific statutory authorization for this
Division to hear inmate appeals. Nevertheless, the South Carolina Supreme
Court has interpreted S.C. Const., Art. 1, Section 22 as “specifically
guaranteeing persons the right to notice and an opportunity to be heard by an
administrative agency, even when a contested case under the APA is not
involved.” Ross v. Medical University of South Carolina, 328 S.C. 51,
492 S.E.2d 62 (1997). The derivation of the right to a proceeding under Art.
1, Section 22 is a “judicial or quasi‑judicial decision” of an
administrative agency.
“An inmate has no protected liberty interest in
a “minor” disciplinary proceeding in which he does not face the potential loss
of sentence‑related credits, but only lesser penalties such as extra
duty, loss of television privileges, or cell restriction. See Wolff at 418.” Al-Shabazz at 751 n.8.
“Due process is flexible and calls for such
procedural protections as the particular situation demands.” Stono River
Envtl. Protection Ass’n v. S.C. Dept. of Health and Envtl. Control, 305
S.C. 90, 94, 406 S.E.2d 30, 34 (1991)[quoting Morrissey v. Brewer, 408
U.S. 471, 481 (1972).
“The federal constitution vests no liberty interest
in inmates retaining or receiving any particular security or custody status as
long as the challenged conditions or degree of confinement are within the
sentence imposed and are not otherwise violative of the Constitution.” Brown
v. Evatt, 322 S.C. 189, 194, 470 S.E.2d 848, 851 (1996). Therefore, the
South Carolina Supreme Court limited review of the Department’s transfer of an
inmate within the prison system or the downgrading of an inmate’s custody status
to whether the prison officials “ acted arbitrarily, capriciously or from
personal bias or prejudice.” Crowe v. Leeke, 273 S.C. 763, 763, 259
S.E.2d 614, 615 (1979). Furthermore, the U.S. Supreme Court held that a
protected liberty interest or status is established only when a case presents
“a dramatic departure from the basic conditions” of inmate's sentence. Sandin
v. Conner, 515 U.S. 472, 485, 115 S.Ct. 2293, 2301 (1995). Thus, the
relevant question in reviewing custody cases is whether the Department acted
arbitrarily, capriciously or from personal bias or prejudice in imposing a
custody status that is atypical and a significant hardship on the inmate in
relation to the ordinary incidents of prison life.
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