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Administrative Law Court
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SC Administrative Law Court Decisions

CAPTION:
James E. MacDonald vs. SCDLLR

AGENCY:
South Carolina Department of Labor, Licensing and Regulation

PARTIES:
Petitioners:
James E. MacDonald

Respondents:
South Carolina Department of Labor, Licensing and Regulation, Real Estate Commission
 
DOCKET NUMBER:
99-ALJ-11-0406-IJ

APPEARANCES:
n/a
 

ORDERS:

ORDER OF DISMISSAL

This matter is before the Administrative Law Judge Division ("Division") pursuant to a Petition for Writ of Mandamus filed by the Petitioner, James E. MacDonald, against the South Carolina Department of Labor, Licensing and Regulation, Real Estate Commission ("Commission"). The Petitioner seeks a writ of mandamus ordering the Commission to entertain a Petition for Reinstatement of the Petitioner's license to practice real estate, which was filed with the Commission on May 5, 1999. For the following reasons, the Petition for Writ of Mandamus is denied, and this matter is dismissed.



STATEMENT OF THE CASE

The Petitioner was formerly licensed by the Commission to practice real estate in the State of South Carolina. On September 17, 1997, the Commission issued an Order revoking Petitioner's real estate broker's license and issuing an administrative sanction of Five Thousand Dollars ($5,000.00). Petitioner appealed this Order to the Division, and on March 25, 1998, Administrative Law Judge Ralph King Anderson, III issued an Order affirming the Commission's decision. Subsequently, Petitioner appealed Judge Anderson's decision to the Court of Common Pleas for the Fifth Judicial Circuit. No stay of Judge Anderson's order was imposed by the Court, and on October 8, 1998, Judge Anderson's Order was affirmed. Petitioner then appealed the decision of the Circuit Court to the South Carolina Supreme Court. The Supreme Court referred the case to the Court of Appeals, where the appeal is presently pending.



In the meantime, the Petitioner was found in contempt of Judge Anderson's Order of March 25, 1998, by continuing to practice real estate after the revocation of his license. On July 28, 1998, Administrative Law Judge John D. Geathers held the Petitioner in contempt of Judge Anderson's Order and sentenced the Petitioner to two days in jail and a $1,000 fine.

On May 4, 1999, during the pendency of his appeal of Judge Anderson's Order, the Petitioner submitted a Petition for Reinstatement of his real estate broker's license to the Commission. As grounds for his reinstatement, the Petitioner raised a number of issues, all relating to the Consent Order of February 10, 1997 entered into between the Petitioner and the Commission, and the revocation hearing held by the Commission on August 20, 1997. By letter dated May 14, 1999, the Chairman of the Commission denied the Petitioner's request for a hearing on his Petition for Reinstatement. The Chairman noted that the Petitioner's appeal of his license revocation was still pending, and that it would be inappropriate for the Commission to entertain the request for reinstatement until the completion of the appellate process; that the Petitioner had not complied with the Commission's Order revoking his license, in that he had been practicing real estate in violation of that Order and the Order of the Division; and that the Petitioner had not paid the $5,000 administrative sanction imposed by the Commission. The Chairman stated that the Commission would not consider any request by the Petitioner for relicensure until the completion of the appellate process and the Petitioner's full compliance with the terms of the Commission's Order dated September 17, 1998. Thereafter, the Petitioner filed his Petition for Writ of Mandamus with the Division, seeking to compel the Commission to entertain his petition for reinstatement.



DISCUSSION

The Administrative Law Judge Division has the jurisdiction to hear petitions for writs of mandamus, pursuant to S.C. Code Ann. § 1-23-630 (Supp. 1998), since a writ of mandamus is a "remedial writ." Id. However, the burden upon a party seeking a writ of mandamus is a heavy one. In order to obtain a writ of mandamus, a party must show: (1) a duty of the defendant to act; (2) the ministerial nature of the act; (3) a specific legal right for which discharge of the duty is necessary; and (4) the lack of any other legal remedy. Anderson Co. School District 1 v. Anderson Co. Bd. of Education, 296 S.C. 260, 371 S.E.2d 807 (Ct. App. 1998), cert. dismissed, 300 S.C. 493, 388 S.E.2d 815. A ministerial duty is one which a person performs in obedience to a mandate of legal authority without regard to the exercise of his own judgment upon the propriety of the act to be done. In Interest of Tyson, 282 S.C. 212, 318 S.E.2d 279 (Ct. App. 1984). In this case, the Commission has the authority to determine the eligibility of an applicant for licensure. See S.C. Code Ann. §§ 40-1-70; 40-57-60 (Supp. 1998). Furthermore, the Commission is given the discretion to deny an authorization for practice to an applicant who has committed an act which would be grounds for disciplinary action. S.C. Code Ann. §§ 40-1-130; 40-57-145(A) (Commission may deny issuance of a license to an applicant who, inter alia, violates any of the statutes or regulations governing the practice of real estate). Finally, S.C. Code Ann. § 40-57-110(F) provides that, following revocation of a license, a new license may not be issued for at least one year. Following the one year waiting period, the new license may only be issued by majority vote of the Commission, upon a showing by the applicant, satisfactory to the Commission, that he meets all the statutory qualifications for licensure and that he is trustworthy, has a good reputation for honesty and fair dealing, and is competent to transact the business of a real estate licensee.

An analysis of the foregoing provisions clearly indicates that, although the Commission possesses the statutory power to reinstate licenses, the determination of whether an applicant meets the qualifications for relicensure is not a ministerial act, but rather involves the exercise of judgment and discretion by the Commission. Courts will not issue a writ of mandamus to compel or control the action of an administrative agency in the discharge of statutory duties involving the exercise of judgment or discretion unless the attempted performance of the duty or the omission thereof amounts to illegal action or is an arbitrary or capricious abuse of discretion. Tyson, 282 S.C. at 218, 318 S.E.2d at 283. In this case, the Chairman of the Commission has reviewed Petitioner's request for reinstatement and has denied the request, based primarily upon the fact that its original Order revoking Petitioner's license is still under appeal. There is no evidence that the Commission has abused its discretion.(1) See McCoy v. McAninch, 241 S.C. 211, 127 S.E.2d 620 (1962) (Board of Podiatry had no clear legal duty to entertain a petition for reinstatement of a revoked license to practice podiatry, notwithstanding the fact that the criminal conviction on which the revocation was based had been overturned). In fact, due to the pendency of the appeal, it is doubtful whether the Commission even has jurisdiction to entertain Petitioner's request at this point. The grounds raised by the Petitioner in his Petition for Reinstatement all involve the legality of the February 10, 1997 Consent Order and the investigation and subsequent revocation hearing held on August 20, 1997. These grounds have been previously raised on appeal to the Division and are presumably the subject of the appeal pending before the Court of Appeals. See Alston v. Limehouse, 61 S.C. 1, 39 S.E. 193 (1901) (the perfecting of an appeal divests the lower court of jurisdiction); Bunkum v. Manor Properties, 321 S.C. 95, 467 S.E.2d 758 (Ct. App. 1996) (once a notice of appeal is served, the Supreme Court has exclusive jurisdiction over the appeal). Accordingly, the issuance of a writ of mandamus is inappropriate in this instance.

Moreover, to obtain a writ of mandamus, the applicant must also show that he has no other legal remedy. Anderson Co. School District 1, supra. Where another adequate remedy exists, a writ of mandamus cannot rightfully be issued. Smith v. Hendrix, 265 S.C. 417, 219 S.E.2d 312 (1975). In this instance, the Petitioner has availed himself of his right to judicial review of the Commission's Order by first appealing to the Division, then to Circuit Court, and now to the Court of Appeals. Having done so, Petitioner cannot now claim that he is entitled to a writ of mandamus to force the Commission to grant him the exact relief he is simultaneously seeking through the appellate process. Petitioner must await the outcome of that process before attempting to have his license reinstated.



ORDER

For all the foregoing reasons, Petitioner's Petition for Writ of Mandamus is hereby DENIED.

AND IT IS SO ORDERED.







_____________________________________

Marvin F. Kittrell

Chief Judge



Columbia, South Carolina

October 7, 1999



1. Petitioner asserts as one ground for his Petition for Writ of Mandamus that the Commission has erroneously refused to entertain his petition for reinstatement in that it has refused to recognize an automatic stay of the order of revocation pursuant to S.C. Code Ann. § 18-7-10 and Rule 225, SCACR. However, S.C. Code Ann. § 40-1-160 (Supp. 1998), which was enacted as a part of Act 453 of 1996 and became law on June 20, 1996 (contrary to Petitioner's assertions that this section was not enacted until after the issuance of the Commission's Order of revocation), provides that "service of a petition requesting a review [of a board or commission's decision] does not stay the board's decision pending completion of the appellate process." A clear reading of this statute indicates that it applies to the entire appellate process and not just the appeal to the Administrative Law Judge Division. Moreover, S.C. Code Ann. § 1-23-380(A)(2)(Supp. 1998), which is applicable to all administrative proceedings, provides that a filing of a petition for judicial review "does not itself stay enforcement of the agency decision." Therefore, the automatic stay provision in Section 18-7-10, which is not specific to administrative proceedings, is inapplicable. See Order of Judge Geathers in S.C. Dep't of Labor, Licensing and Regulation, Real Estate Commission, v. James E. MacDonald, Docket No. 98-ALJ-11-0360-IJ (July 2, 1998). Moreover, the general rule established in Rule 225, SCACR, as to automatic stays of orders appealed to the Supreme Court or Court of Appeals does not apply where there is a statute to the contrary. See Rule 225(b), SCACR. Accordingly, Petitioner's contention is without merit.


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